As Director of Investments, Adam’s responsibilities include developing, implementing, and monitoring our client portfolios. This includes designing the overall asset allocation strategies, conducting in-depth market analysis, investment manager due diligence, as well as performing trading activities. Also, as Chief Compliance Officer, Adam carries out supervisory and compliance responsibilities. He joined the firm in 2002.
Adam earned the Certified Investment Management Analyst designation, an internationally accredited designation, which includes an educational component administered through the Wharton School of Business. Adam also earned the Accredited Asset Management Specialist designation through the College for Financial Planning® and the Investment Advisor Certified Compliance Professional designation which is co-sponsored by the Investment Advisors Association & National Regulatory Services (NRS). He also holds Series 7, 24, 53, 63, & 65 registrations. In addition, Adam is a part of the leadership team for the Association of Professional Fund Investors (APFI) and has also been quoted in various industry publications on financial, retirement, and investment topics.
Adam is a long-time Seattle Seahawks fan and season ticket holder. He also enjoys traveling. His wife, Tiphanie, would say he “loves reading boring financial stuff” in his free time.