As Director of Investment Research and Management, Adam’s responsibilities include developing, implementing and monitoring our client portfolios. This includes designing the overall asset allocation strategies, conducting in-depth market analysis, investment manager due diligence, as well as performing trading activities. Also, as a Registered Principal, Adam carries out supervisory and compliance responsibilities. Adam joined the firm in 2002.
Adam earned the Certified Investment Management Analyst designation, an internationally accredited designation, which includes an educational component administered through The Wharton School of Business. Adam also earned the Accredited Asset Management Specialist designation through The College for Financial Planning. In addition, he holds FINRA Series 7, 24, 53, 63 & 65 licenses. Adam has been quoted in various industry publications on financial, retirement and investment topics.
Adam is a long-time Seattle Seahawks fan and season ticket holder. He also enjoys traveling. His wife Tiphanie would say he “loves reading boring financial stuff” in his free time.